Viet-Anh Do

Chief Administration Office - Controls Testing & Assurance (CT&A) - KYC Quality Assurance EMEA

Regulation, Compliance and Anti-Financial Crime

Name List Screening APAC/EMEA (Agency employee from Bankpower) - Conducting searches in the Client Screening System; Check incoming requests for completeness and correctness - Identifying of PEPs and evaluating Adverse Media, Sanctions & Embargoes information in the Client Screening System - Identification of suspected cases up to escalation - Handling Team Mailbox regarding Request for Information/Conclusion - Participating in various trainings in AFC, Compliance and Risk Management

• Ffinancial analysis of corporate banking customers • Financial appraisal on overview of customers’ business operations • Assessment of credit status and potential risk of the loan • Interim report on customers and sound financial restructure solutions • Assistance of TCB's branches in implementing the terms and conditions in the restructure solution • Supervision of the solution implementation, detection of any risk of errors and/or wrongdoings

• Documentation and execution of specific audit procedures, client’s engagement history and planning audit approach accordingly • Identification and assessment of the risks to the client’s business and its internal control and their potential influences on the financial statements • Detection of potential audit issues or unusual relationships from basic analysis of the financial statements • Interaction with clients to help ensure that the information flow from the client to the audit team is efficient

• Prepared drafts of Official Letters for tax updates; Assisted in tax filing, contract translation, and other administrative work; Researched tax laws, company laws and other types of applicable laws to assist colleagues, seniors to solve clients’ problems • Initiated to get involved in field work to support the Audit team in the peak season by conducting fundamental audit procedures such as physical examination, documentation, observation, revaluation, and analytical procedures